Compliance Executive Jobs in Chennai, Tamil Nadu

Job Description

This opening is for a Compliance Executive position with a stock broking company operating in Chennai. Compliance Executives monitor SEBI and exchange regulatory compliance, review KYC/AML documentation, and support internal audits.

Key Responsibilities

• Handle SEBI/exchange regulatory compliance monitoring.
• Take ownership of KYC & AML documentation review.
• Manage Internal audit support.
• Be responsible for Compliance report preparation.
• Work on Policy & circular updates tracking.

This position calls for 2-7 years of relevant experience and a Bachelor's degree in Law/Finance; NISM compliance certification preferred. It is a full-time, on-site role based in Chennai, Tamil Nadu - not a remote position, given the nature of Stock Broking Company Jobs work in this sector.

Candidates who meet the above profile can apply directly using the Apply Now button on this page; applications are routed for this specific Compliance Executive opening in Chennai, Tamil Nadu.